Saturday - April 26, 2025
State Tipoffs Involving Mississippi Newsletter for Thursday January 16, 2025 ( 1 items )  

Miss. Secretary of State Michael Watson Joins $17 Million Multi-State Enforcement Settlement With Edward Jones
JACKSON, Mississippi, Jan. 16 -- Mississippi Secretary of State Michael Watson issued the following news release: Mississippi Secretary Of State Michael Watson and the Secretary of State's Securities Division, a member of the North American Securities Administrators Association (NASAA), have joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the broker-dealer's supervision of customers paying front-load commissions for Class A mu  more