Miss. Secretary of State Michael Watson Joins $17 Million Multi-State Enforcement Settlement With Edward Jones
January 16, 2025
January 16, 2025
JACKSON, Mississippi, Jan. 16 -- Mississippi Secretary of State Michael Watson issued the following news release:
Mississippi Secretary Of State Michael Watson and the Secretary of State's Securities Division, a member of the North American Securities Administrators Association (NASAA), have joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the broker-dealer's supervision of customers paying front-load . . .
Mississippi Secretary Of State Michael Watson and the Secretary of State's Securities Division, a member of the North American Securities Administrators Association (NASAA), have joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the broker-dealer's supervision of customers paying front-load . . .