SEC Announces Dismissal of Civil Enforcement Action Against Cumberland
March 28, 2025
March 28, 2025
WASHINGTON, March 28 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-09842; N.D. Ill. filed Oct. 10, 2024) involving Cumberland DRW LLC:
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The Securities and Exchange Commission today filed a joint stipulation with Cumberland DRW LLC to dismiss, with prejudice, the Commission's ongoing civil enforcement action against it.
The Commission's decision to exercise its discretion and dismiss this pendin . . .
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The Securities and Exchange Commission today filed a joint stipulation with Cumberland DRW LLC to dismiss, with prejudice, the Commission's ongoing civil enforcement action against it.
The Commission's decision to exercise its discretion and dismiss this pendin . . .