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JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions
November 01, 2024
WASHINGTON, Nov. 1 -- The Securities and Exchange Commission issued the following news release on Oct. 31, 2024:

The Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM) - both affiliates of JPMorgan Chase & Co. (JP Morgan) - in five separate enforcement actions for failures including misleading disclosures to investors, breach of fiduciary duty, prohibited joint transactions and principal trades, a . . .

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