Litigation Attorneys Analyze Implications of Form13F Settlement With the SEC
October 15, 2024
October 15, 2024
BOSTON, Massachusetts, Oct. 15 -- Ropes and Gray, a law firm, issued the following news:
On September 17, the Securities and Exchange Commission ("SEC") announced a settlement of charges against 11 institutional investment managers for failing to file Forms 13F as mandated by Section 13(f) of the Securities Exchange Act.
In an article for Law360, litigation & enforcement partners Dan O'Connor and Bil Davison, and associates Cole Goodman and Brooke Cohen, a . . .
On September 17, the Securities and Exchange Commission ("SEC") announced a settlement of charges against 11 institutional investment managers for failing to file Forms 13F as mandated by Section 13(f) of the Securities Exchange Act.
In an article for Law360, litigation & enforcement partners Dan O'Connor and Bil Davison, and associates Cole Goodman and Brooke Cohen, a . . .