SEC Charges Advisory Firm GQG Partners With Violating Whistleblower Protection Rule
September 27, 2024
September 27, 2024
WASHINGTON, Sept. 27 -- The Securities and Exchange Commission issued the following news release on Sept. 26, 2024:
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Firm's agreements with potential hires and a former employee raised barriers to reporting information to the SEC
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The Securities and Exchange Commission today announced settled charges against Florida-based GQG Partners LLC, a registered investment adviser, for entering into agreements with candidates for employment and . . .
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Firm's agreements with potential hires and a former employee raised barriers to reporting information to the SEC
* * *
The Securities and Exchange Commission today announced settled charges against Florida-based GQG Partners LLC, a registered investment adviser, for entering into agreements with candidates for employment and . . .