Tuesday - November 26, 2024
Litigation: SEC Charges Alabama Private Fund Manager With Offering Fraud
September 11, 2024
WASHINGTON, Sept. 11 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-00327; S.D. Ala. filed Sept. 10, 2024) involving James O. Ward Jr.:

* * *

The Securities and Exchange Commission today charged James O. Ward, Jr., a Foley, Alabama resident, with defrauding investors by making numerous misrepresentations in selling investments in Apex Financial Institute Pvt. Ltd. ("Apex"), a private investment fund managed by Wa . . .

Targeted News Service Document Request Form

This document is available to you by e-mail if you complete the form below with relevant information. There may be a fee for this article or ongoing service of similar materials. We will be in touch shortly.

Name:
What's your
Affiliation		 Government Newspaper / Media Business
Public Policy Individual / Student Educators
Email:
Phone:
Organization, if any:
State/Country you are in:
Additonal questions
or comments:

Click here for more information about our products

Click here for more information about our products