SEC Charges Crypto-Focused Advisory Firm Galois Capital for Custody Failures
September 04, 2024
September 04, 2024
WASHINGTON, Sept. 4 -- The Securities and Exchange Commission issued the following news release on Sept. 3, 2024:
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Firm also misled investors about its redemption practices
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The Securities and Exchange Commission today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that primarily invested in crypto assets, for failing to comply with requirements . . .
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Firm also misled investors about its redemption practices
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The Securities and Exchange Commission today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that primarily invested in crypto assets, for failing to comply with requirements . . .