Mass. U.S. Attorney: President of Florida-Based Investment Firm Pleads Guilty to Role in Unregistered Broker Scheme
September 01, 2024
September 01, 2024
BOSTON, Massachusetts, Sept. 1 -- The office of the U.S. Attorney for the District of Massachusetts issued the following news release on Aug. 30, 2024:
The president of a now-defunct investment firm targeting retail investors pleaded guilty yesterday to assisting an unregistered broker who sold securities in exchange for an undisclosed commission of approximately 40 percent.
Clinton Greyling, 49, of Tamarac, Fla., pleaded guilty to one count of aiding and abetting an un . . .
The president of a now-defunct investment firm targeting retail investors pleaded guilty yesterday to assisting an unregistered broker who sold securities in exchange for an undisclosed commission of approximately 40 percent.
Clinton Greyling, 49, of Tamarac, Fla., pleaded guilty to one count of aiding and abetting an un . . .