Litigation: SEC Obtains Monetary Judgment Against Unregistered Broker
May 02, 2024
May 02, 2024
WASHINGTON, May 2 -- The Securities and Exchange Commission issued the following litigation release (No. 22-cv-01025; N.D. Tx. filed May 9, 2023) involving Daniel E. Levin:
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On April 30, 2024, the United States District Court for the Northern District of Texas granted the Securities and Exchange Commission's request for monetary remedies against Daniel E. Levin.
According to the SEC's complaint filed on May 9, 2023, Levin solicited investors to purchas . . .
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On April 30, 2024, the United States District Court for the Northern District of Texas granted the Securities and Exchange Commission's request for monetary remedies against Daniel E. Levin.
According to the SEC's complaint filed on May 9, 2023, Levin solicited investors to purchas . . .