SEC Issues Order Involving Chad Stickforth
August 31, 2023
August 31, 2023
WASHINGTON, Aug. 31 -- The Securities and Exchange Commission issued the following order (No. 3-21590) on Aug. 30, 2023:
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In the Matter of CHAD STICKFORTH, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the pu . . .
* * *
In the Matter of CHAD STICKFORTH, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the pu . . .