Conn. U.S. Attorney: Nomura Securities International Agrees to Pay $35M Penalty Stemming From Its Participation in Securities Fraud Scheme
August 23, 2023
August 23, 2023
NEW HAVEN, Connecticut, Aug. 23 -- The U.S. Attorney for the District of Connecticut, Vanessa Roberts Avery, issued the following news release on Aug. 22, 2023:
Vanessa Roberts Avery, United States Attorney for the District of Connecticut, today announced that Nomura Securities International ("NSI"), a U.S.-based broker-dealer subsidiary of Japanese financial services firm Nomura Holdings, and the U.S. Attorney's Office have entered into a non-prosecution agreement relatin . . .
Vanessa Roberts Avery, United States Attorney for the District of Connecticut, today announced that Nomura Securities International ("NSI"), a U.S.-based broker-dealer subsidiary of Japanese financial services firm Nomura Holdings, and the U.S. Attorney's Office have entered into a non-prosecution agreement relatin . . .