Litigation: SEC Obtains Final Judgment Against Ex-Broker, Investment Adviser Charged With Fraud
July 01, 2023
July 01, 2023
WASHINGTON, July 1 -- The Securities and Exchange Commission issued the following litigation release (No. 3:17-cv-01471; D. Conn., filed Aug. 31, 2017) involving Leon Vaccarelli, et al.:
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On June 29, 2023, the United States District Court for the District of Connecticut entered a final judgment against Leon Vaccarelli (d/b/a LUX Financial Services) and his company, LWLVACC, LLC, for fraudulently persuading several customers to invest with him and then spending thei . . .
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On June 29, 2023, the United States District Court for the District of Connecticut entered a final judgment against Leon Vaccarelli (d/b/a LUX Financial Services) and his company, LWLVACC, LLC, for fraudulently persuading several customers to invest with him and then spending thei . . .