N.J. A.G. Platkin: New Jersey Bureau of Securities Announces Launch of Annual Investment Adviser Examination
June 15, 2023
June 15, 2023
NEWARK, New Jersey, June 15 -- New Jersey Attorney General Matthew J. Platkin issued the following news release on June 14, 2023:
Attorney General Matthew J. Platkin and the Bureau of Securities ("the Bureau") within the Division of Consumer Affairs today announced the release of the Bureau's Annual Investment Adviser Examination.
The Bureau, which regulates New Jersey's securities industry, uses the examination as a risk assessment tool for the almost 900 reg . . .
Attorney General Matthew J. Platkin and the Bureau of Securities ("the Bureau") within the Division of Consumer Affairs today announced the release of the Bureau's Annual Investment Adviser Examination.
The Bureau, which regulates New Jersey's securities industry, uses the examination as a risk assessment tool for the almost 900 reg . . .