Litigation: SEC Charges Investment Adviser Candlestick Capital Management with Violating Trading Rule
February 22, 2023
February 22, 2023
WASHINGTON, Feb. 22 -- The Securities and Exchange Commission issued the following litigation release (No. 3:23-cv-00206; D. Conn. filed Feb. 17, 2023) involving Candlestick Capital Management LP et al.:
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The Securities and Exchange Commission on February 17, 2023 filed a settled complaint in the United States District Court for the District of Connecticut against investment advisory firm Candlestick Capital Management LP for violating an SEC Rule when it purchased . . .
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The Securities and Exchange Commission on February 17, 2023 filed a settled complaint in the United States District Court for the District of Connecticut against investment advisory firm Candlestick Capital Management LP for violating an SEC Rule when it purchased . . .