SEC Announces Enforcement Results for Fiscal Year 2024
November 23, 2024
November 23, 2024
WASHINGTON, Nov. 23 -- The Securities and Exchange Commission issued the following news release:
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Commission saw market participants respond to its efforts to promote culture of proactive compliance.
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The Securities and Exchange Commission today announced that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion in financial remedies, the highest amount in SEC history.
The 583 . . .
* * *
Commission saw market participants respond to its efforts to promote culture of proactive compliance.
* * *
The Securities and Exchange Commission today announced that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion in financial remedies, the highest amount in SEC history.
The 583 . . .