Litigation: SEC Charges Richmond Federal Reserve Banking Supervisor With Insider Trading
November 19, 2024
November 19, 2024
WASHINGTON, Nov. 19 -- The Securities and Exchange Commission issued the following litigation release (No. 3:24-cv-00800-MHL; E.D. Va., filed Nov. 8, 2024) involving Robert Brian Thompson:
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On November 8, 2024, the Securities and Exchange Commission filed insider trading charges against Robert Brian Thompson, a long-time banking supervisor and examiner at the Federal Reserve Bank of Richmond, for allegedly using material nonpublic information to trade in stock and . . .
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On November 8, 2024, the Securities and Exchange Commission filed insider trading charges against Robert Brian Thompson, a long-time banking supervisor and examiner at the Federal Reserve Bank of Richmond, for allegedly using material nonpublic information to trade in stock and . . .